Security Futures Member Workshop

Click on each agenda item to access the materials from that section of the Workshop. Some of the materials may be in PDF format, which require Adobe Acrobat Reader to download.

• Registration and Proficiency
• Account Opening  
• Trading and Execution Issues
• Use of Non-Public Information and
  Other Securities Law Issues
• Promotional Material
• Supervision  
• Approved Rules and Interpretive Notices
• Pending Rules and Interpretive Notices
• CFTC and SEC Rules for Security Futures