NFA offers its Members a variety of education and training opportunities to help them understand their regulatory obligations.
NFA's New Expanded Filing Requirements for Commodity Pool Operators Webinar
On April 13, 2010, NFA will host a webinar entitled "NFA's New Expanded Filing Requirements for Commodity Pool Operators" at 12:00 p.m. ET. During the webinar, NFA Compliance staff will give an overview of the new expanded filing requirements for Commodity Pool Operators and provide a walkthrough of the web-based filing system to help CPOs complete their March 31, 2010 quarterly reports. Click here to register for the webinar.
CPO/CTA Regulatory Seminar - New York
On April 22, 2010, NFA will host a CPO/CTA Regulatory Seminar at the NYMEX World Headquarters, World Financial Center, One North End Avenue, New York City. The seminar will focus on several CPO/CTA issues, including new and pending legislation, recent additions to financial reporting requirements and common errors made in promotional material and disclosure documents. The seminar will also outline the NFA audit process and discuss common audit deficiencies. Click here to learn more and to register to attend the seminar.
NFA Members can file many of their required documents electronically.
You can search the NFA Manual by section, Rule number and/or keywords.