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Education and Training

NFA offers its Members a variety of education and training opportunities to help them understand their regulatory obligations.

Upcoming Event

CPO/CTA Regulatory Seminar - New York

On April 22, 2010, NFA will host a CPO/CTA Regulatory Seminar at the NYMEX World Headquarters, World Financial Center, One North End Avenue, New York City. The seminar will focus on several CPO/CTA issues, including new and pending legislation, recent additions to financial reporting requirements and common errors made in promotional material and disclosure documents. The seminar will also outline the NFA audit process and discuss common audit deficiencies. Click here to learn more and to register to attend the seminar.

Online Learning

  • Webinars
  • Webinars are live presentations that allow NFA Members to listen to and interact with NFA staff members on a variety of compliance-related topics without leaving their desks.
  • Once aired, webinars are available for viewing on demand.
  • Podcasts
  • NFA podcasts are short online audio recordings highlighting compliance-related topics. Please note that you do not need a portable digital media player to listen to podcasts.
  • Webcasts
  • NFA webcasts are streaming video presentations addressing a variety of compliance-related topics. You must have Macromedia Flash 8.0 or higher to view NFA webcasts.

Meetings and Events

  • Issues and Answers Member Meetings
  • NFA periodically holds Issues and Answers meetings at various locations across the U.S. to give NFA Members the opportunity to meet and interact with NFA staff members.
  • Member Workshops
  • NFA offers live in-person workshops to help Members enhance their understanding of compliance responsibilities. In most cases, these workshops are audio recorded and NFA makes the recordings, as well as any print materials distributed at the workshop, available to NFA Members on request.

Online Registration System

 

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Electronic Filings

NFA Members can file many of their required documents electronically.

Submit a Filing 

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