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Webinars

 

Click on the link below to access NFA's educational program of your choice. The link will take you to a third-party website where a configuration test will automatically be launched to ensure you will be able to view the presentation.

After passing the configuration test, you will be required to enter "Guestbook" information (name, e-mail address, etc.). Once you sign the Guestbook, you will enter the Viewer site and the presentation will begin playing automatically.

If you are experiencing any technical difficulties, please email tsc@talkpoint.com or call technical support at 866-709-8255.

If you have any other questions, please email NFA.



NFA developed and executed a margin model review and approval process for the CFTC Covered SDs subject to the initial compliance date of September 1, 2016. The second compliance date is September 1, 2017.

To ensure that Members subject to this compliance date fully understand the process and their regulatory obligations, NFA offered a webinar on November 21, 2016.

During the 30-minute webinar, NFA senior staff provided an overview of its margin model review process, discussed lessons learned from the initial compliance date, and answered questions.

View the recorded webinar | Download the presentation slides | Download a PDF transcript



To provide additional information for CFTC Covered Swap Entities seeking NFA approval of a margin model by September 1, 2016, NFA conducted a webinar on Tuesday, May 3, 2016.

During the 30-minute webinar for SDs and MSPs, NFA senior staff discussed NFA's review process of CFTC Covered Swap Entities' margin models and answered questions.

View the recorded webinar | Download the presentation slides | Download a PDF transcript



On April 27, 2016, NFA conducted a Town Hall Webinar to provide Members with an opportunity to ask questions of National Futures Association's leadership. During the 60-minute webinar, NFA Public Director, Ronald H. Filler; President & CEO Daniel J. Roth; and NFA's officers responded to questions submitted by Members.

View the recorded webinar | Download a PDF transcript



On February 25, 2016, NFA conducted a webinar in preparation for the launch of the NFA Dashboard, the new entryway to NFA's Online Registration System (ORS). During the 40-minute webinar, NFA senior staff explained the functionality of the Dashboard, provided screenshots, and answered Member questions.

View the recorded webinar | Download a PDF transcript



On July 26, 2007, NFA hosted a one-hour Web seminar entitled, "The Do's and Don'ts of Promotional Material". During the Web seminar, NFA specialists in promotional material review gave an overview of NFA Compliance Rule 2-29: "Communication with the Public and Promotional Material". NFA specialists walked through the restrictions and responsibilities outlined in each section of the rule and discussed areas where they see the most deficiencies. The Web seminar also addressed supervisory requirements for Members, including supervision of electronic communications, and described NFA's pre-review program.

View the recorded webinar



On September 28, 2006, NFA conducted a one-hour Web seminar entitled, "Anti-Money Laundering". NFA's Compliance and Legal staff discussed anti-money laundering requirements for FCMs and IBs, focusing on Customer Identification Programs, Suspicious Activity Reporting and information sharing requirements. The Web seminar also addressed common AML audit deficiencies and how to correct them. The program concluded with a question and answer session. Please note that this web-based training does not satisfy a firm's AML training requirement.

View the recorded webinar | Download the presentation slides

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