Forex

Rules Resources Bylaw 306. Forex Dealer Members Bylaw 1301. Schedule of Dues and Assessments Compliance Rule 2-36. Requirements for Forex Transactions Compliance Rule 2-39. Soliciting, Introducing, or Managing Off-Exchange Retail Forex Transactions or Account Compliance Rule 2-40. Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer Business Compliance Rule 2-43. Forex Orders Compliance Rule 2-48. Forex Dealer Member Daily Trade Data Reports Code of Arbitration Section 1(m) Financial Requirement Section 11. Forex Dealer Member Financial Requirements Financial Requirement Section 12. Security Deposits for Forex Transactions with Forex Dealer Members Financial Requirements Section 14. Assets Covering Liabilities to Retail Forex Customers Financial Requirements Section 15. Forex Dealer Member Internal Financial Controls NFA Compliance Rule 2-43 Q & A Registration Overview for Retail Foreign Exchange Dealers and Forex IB, CTA and CPO Applicants Forex Transactions: A Regulatory Guide Forex Reporting Interpretive Notices Notices to Members Forex Transactions NFA Compliance Rule 2-10: The Allocation of Bunched Retail Forex Orders for Multiple Accounts NFA Compliance Rule 2-36(e): Supervision of the Use of Electronic Trading Systems NFA Compliance Rule 2-36: Requirements for Forex Transactions NFA Compliance Rule 2-40: Procedures for the Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer Business I-12-36: Daily Segregated, Secured 30.7, Sequestered and Forex Statements for Federal Holidays I-12-27: Forex Dealer Member Reports Under Financial Requirements Section 13 - Late Fees I-12-16: Effective Date of Technical Amendments to NFA's Forex Requirements I-12-10: Guidance to Members Carrying Accounts for, or Transacting Business with Persons Exempt from Registration I-12-06: Effective Date of Interpretive Notice to NFA Compliance Rule 2-10 Regarding Allocation of Bunched Retail Forex Orders for Multiple Accounts I-12-01: Effective Date of NFA Interpretive Notice to NFA Compliance Rule 2-36 regarding Price Slippage and Price Requoting More...