Business Continuity and Disaster Recovery

Members need to have a Business Continuity and Disaster Recovery Plan reasonably designed to enable them to continue operating, to reestablish operations, or to transfer their business to other Members with minimal disruption to their customers, other Members, and the commodity futures markets.  Members must also provide NFA with the name of and contact information for an individual or individuals whom NFA can contact in the event of an emergency.

Rules Resources NFA Compliance Rule 2-38: Business Continuity and Disaster Recovery Plan Interpretive Notice NFA Compliance Rule 2-38: Business Continuity and Disaster Recovery Plan Self-Examination Questionnaire: For FCMs, FDMs, IBs, CPOs and CTAs Business Continuity and Disaster Recovery Questionnaire Quick Links Contact Update Disaster Recovery Contact Information NFA's Information Center (800) 621-3570