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Contact Us

NFA wishes to assist its Members in their regulatory efforts. Therefore, please do not hesitate to contact us if you have any questions.

Anti-Money Laundering

Valerie O'Malley, Director
(312) 781-1290


Laurie Gavin, Senior Manager, Examinations (New York Office)
(212) 513-6017 

Silmar Ramirez, Director
(312) 781-7410

Valerie O'Malley, Director
(312) 781-1290

Jennifer Sunu, Director
(312) 781-1402

Cheryl Tulino, Director (New York Office)
(212) 513-6020

Disclosure Documents

Susan Koprowski, Senior Manager, Promo/DDoc
(312) 781-1288

Mary McHenry, Associate Director
(312) 781-1420

Enhanced Supervisory Requirements

Derek Janik, Manager
(312) 781-1203

Financial Reporting

Tracey Hunt, Associate Director
(312) 781-1643


Rachel Sturgeon, Senior Manager, Investigations
(312) 781-1472

Sarah Walsh, Associate Director, Investigations
(312) 781-1202

Forex FORTRESS Filings

Matthew Childers, Associate Director, Market Regulation
(312) 781-1552

Market Services

Jane Croessmann, Managing Director
(312) 781-1568

Edward Dasso, III, Vice President of Market Regulation
(312) 781-1677

Dan Unti, Director
(312) 781-1325

Member Education

Patricia Cushing, Director
(312) 781-1403 

New Applicant Review

Tracey Hunt, Associate Director
(312) 781-1284

OTC Derivatives — Examinations & Investigations

Shuna Awong, Director
(212) 513-6057

Radcliffe Allen, Director
(212) 346-5634

Yakov Kozlenko, Director
(212) 513-6076

Dan Dan Liu, Associate Director
(212) 513-6019

OTC Derivatives — Documentation Compliance including 4s review

Thomas Gisonda, Managing Director
(212) 346-5622

Veronica Jedzejec, Associate Director
(312) 781-1572

Promotional Material

Susan Koprowski, Senior Manager, Promo/DDoc
(312) 781-1288

Mary McHenry, Associate Director
(312) 781-1420

Online Registration System


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Electronic Filings

NFA Members can file many of their required documents electronically.

Submit a Filing 

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