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NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs

Entire NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs in PDF format (Updated as of December 2014.)

December 2014 Revisions: Updated to reflect the amendments to NFA Compliance Rule 2-38, CFTC Regulation 1.10, 1.11, 1.12, 1.15, 1.16, 1.55 and 3.3.

You can also download each Appendix in PDF format by clicking on the links below:

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