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NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs

Entire NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs in PDF format (Updated as of July 2013.)

July 2013 Revisions: Updated to reflect the amendments to NFA Financial Requirements Section 16 and the related interpretive notice regarding cleared swaps customer collateral accounts.

You can also download each Appendix in PDF format by clicking on the links below:

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