Futures Commission Merchant, Retail Foreign Exchange Dealer, Introducing Broker, Commodity Pool Operator, and Commodity Trading Advisor Members must complete an Annual Questionnaire as part of NFA's Membership application process. All NFA Members including Swap Dealer and Major Swap Participant Members must complete an Annual Questionnaire as part of the NFA Membership renewal process. The questionnaire provides NFA with information about your firm and allows NFA to better understand the composition of its membership. Member firms are encouraged to update their questionnaire data on a regular basis, but must, at a minimum, complete the Annual Questionnaire on the anniversary of their NFA Membership date. Specifically, if you commence or change operations, you should update your questionnaire in order to accurately reflect your business status in BASIC.
Please note that the Annual Questionnaire will not be available for use Monday through Friday from 8:00 p.m. to 9:00 p.m. CT. The system may also occasionally be unavailable at other times due to system maintenance.
This system requires a currently supported version of Microsoft Internet Explorer or Firefox. The highest Internet Explorer (IE) custom security level you may use for this system is Medium-High. NFA recommends keeping browser levels and maintenance current as an overall best practice. Access to confidential data in this system is secured using 128 bit Secure Sockets Layer (SSL). This system also requires cookies and Scripting of Java Applets to be enabled. Contact your network administrator or visit the websites listed below to determine if your system can support these requirements.
Internet Explorer updates are available at:
Firefox updates are available at:
If you have any questions, NFA's Information Center is available Monday through Friday from 8:00 a.m. to 5:00 p.m. CST to answer your questions. Call (312) 781-1410 or toll-free at (800) 621-3570. You may also email inquiries to firstname.lastname@example.org.
You can check the registration status and disciplinary history of any futures firm or individual.