Electronic Disclosure Document Filing System

CPOs and CTAs filing a disclosure document with NFA for review are required to submit their filings through NFA's Electronic Disclosure Document Filing System. NFA will not accept any disclosure document filings through any other mode (i.e., email, fax, or regular mail).

Filers through NFA's system are able to track the status of their submissions online, in real-time, and have instantaneous access to NFA's comment and acceptance letters. Additionally, all correspondence, including filed disclosure documents and NFA's comment or acceptance letters, are archived in the system, creating an electronic file cabinet that can be easily accessed by the firm at any time.

You are accessing a system containing U.S. Commodity Futures Trading Commission records. Your usage may be monitored, recorded, and subject to audit, and, by your use, you consent to monitoring and recording. Unauthorized use of the system is prohibited and subject to criminal and civil penalties.

Please note that the Electronic Disclosure Document Filing System will not be available for use Monday through Friday from 8:00 p.m. to 9:00 p.m. CT. The system may also occasionally be unavailable at other times due to system maintenance.

User's Guide to NFA's Electronic Disclosure Document System

Log onto NFA's Electronic Disclosure Document Filing System