EasyFile is the electronic alternative to WinJammer for filing audited and unaudited 1-FR-IB financial statements. The CFTC approved EasyFile as the accepted method for Non-Broker/Dealer Introducing Brokers ("IBs") to submit their 1-FR-IB financial statements to NFA. IBs are not required to file financial statements with the CFTC.
You are accessing a system containing U.S. Commodity Futures Trading Commission records. Your usage may be monitored, recorded, and subject to audit, and, by your use, you consent to monitoring and recording. Unauthorized use of the system is prohibited and subject to criminal and civil penalties. The Commission requires that you use a complex password for accessing Commission records and that you change your password at a regular interval.
To access EasyFile, you need to have a security manager in NFA's Online Registration System ("ORS"). Your security manager can then update your security level for Easy File. The security manager also has the ability to add additional users to the system.
The EasyFile system includes comprehensive statement help and in-line help to assist you with your filings.
Please note that EasyFile will not be available for use Monday through Friday from 8:00 p.m. to 9:00 p.m. CT. The system may also occasionally be unavailable at other times due to system maintenance.
This system requires a currently supported version of Microsoft Internet Explorer or Firefox. The highest Internet Explorer (IE) custom security level you may use for this system is Medium-High. NFA recommends keeping browser levels and maintenance current as an overall best practice. Access to confidential data in this system is secured using 128 bit Secure Sockets Layer (SSL). This system also requires cookies and Scripting of Java Applets to be enabled. Contact your network administrator or visit the websites listed below to determine if your system can support these requirements.
Internet Explorer updates are available at:
Firefox updates are available at:
If you have any questions, NFA's Information Center is available Monday through Friday from 8:00 a.m. to 5:00 p.m. CST to answer your questions. Call (312) 781-1410 or toll-free at (800) 621-3570. You may also email inquiries to firstname.lastname@example.org.
Access to EasyFile is available through the link below. After you enter your User ID and password, the Filing Index will be displayed with various options available regarding your financial statements.
You can check the registration status and disciplinary history of any derivatives firm or individual.