EasyFile allows Commodity Trading Advisors the ability to electronically file Form PR reports. In order to access this system, the CTA's security manager must set-up the necessary security settings:
Pursuant to NFA Compliance Rule 2-46, CTAs are required to file quarterly reports within 45 days of the calendar quarter end. Pursuant to CFTC Regulation 4.27, all CTAs (even non-Members) that direct trading of commodity interests are required to file an annual CTA PR report within 45 days of the calendar year end. NFA Member CTAs can meet their CFTC filing requirement by filing the NFA CTA PR form for that quarter. These reports are accessed and completed through the EasyFile system. The Form PR templates below are for reference only and should not be filed in hardcopy with NFA.
How to File the Form PR (video tutorial)
You are accessing a system containing U.S. Commodity Futures Trading Commission records. Your usage may be monitored, recorded, and subject to audit, and, by your use, you consent to monitoring and recording. Unauthorized use of the system is prohibited and subject to criminal and civil penalties. The Commission requires that you use a complex password for accessing Commission records and that you change your password at a regular interval.
Please note that EasyFile will not be available for use Monday through Friday from 8:00 p.m. to 9:00 p.m. CT. The system may also occasionally be unavailable at other times due to system maintenance.
This system requires a currently supported version of Microsoft Internet Explorer or Firefox. The highest Internet Explorer (IE) custom security level you may use for this system is Medium-High. NFA recommends keeping browser levels and maintenance current as an overall best practice. Access to confidential data in this system is secured using 128 bit Secure Sockets Layer (SSL). This system also requires cookies and Scripting of Java Applets to be enabled. Contact your network administrator or visit the websites listed below to determine if your system can support these requirements.
Internet Explorer updates are available at:
Firefox updates are available at:
If you have any questions, NFA's Information Center is available Monday through Friday from 8:00 a.m. to 5:00 p.m. CST to answer your questions. Call (312) 781-1410 or toll-free at (800) 621-3570. You may also email inquiries to firstname.lastname@example.org.
If you experience any technical difficulties with your CTA PR filing, contact NFA support at CTAPRSupport@nfa.futures.org. Please include your firm's name, NFA ID, contact information and a description of the problem, including the version of the web browser you are using.
Please click the link below to access the CTA PR report.
You can check the registration status and disciplinary history of any derivatives firm or individual.