Home > Electronic Filings > WinJammer™ Online Filing System

WinJammer™ Online Filing System

The WinJammerTM Online Filing System is a web application developed jointly by the CME Group, Inc. and the National Futures Association. The WinJammerTM Online Filing System is the industry standard for firms to enter and transmit notice filings and other financial statements. Organizations supporting the WinJammerTM Online Filing System include:  

  • Chicago Board Options Exchange
  • CME Group, Inc.
  • Chicago Stock Exchange
  • Commodity Futures Trading Commission
  • ELX Futures, L.P.
  • IntercontinentalExchange
  • National Futures Association
  • The Options Clearing Corporation

The CFTC accepts filings using the WinJammerTM Online Filing System.

Access to the WinJammerTM Online Filing System is available through the link below.

WinJammerTM Online Filing System

Getting started with the WinJammerTM Online Filing System

The steps to get your firm ready to start filing through the WinJammerTM Online Filing System are listed below. 

  1. Identify a WinJammerTM security manager within the firm. This person will manage the firm's logons and security access to the WinJammerTM Online Filing System.
  2. The security manager should send an email to WinJammerHelp@nfa.futures.org. The email should include the firm's name, NFA ID and registration category, and the name, phone number and email address for the designated security manager. The security manager should expect to receive the logon information within 1-2 business days via email. Staff will email or phone the security manager for additional information if needed.

For swap dealers (SDs) and major swap participants (MSPs) this completes the set up process. The security manager can add additional users as needed and users can begin submitting filings through the WinJammerTM Online Filing System.

For futures commission merchants (FCMs), retail foreign exchange dealers (RFEDs) and broker-dealer introducing brokers (IBs), an individual who is authorized by the firm to sign financial statements must also be designated. See the Authorized Signer section for more information regarding the appropriate individuals and the process for requesting approval to submit statements.

The WinJammerTM Online Filing System contains a quick start help guide with details on how the security manager can set up additional users to submit filings and if applicable, the approval process required for users submitting financial statements.

If you have any questions, you may contact any member of NFA's WinJammerTM support staff.

Online Registration System

 

Login to ORS

Forgot Password?      Enroll Now

Check Broker / Firm Information (BASIC)

You can check the registration status and disciplinary history of any futures firm or individual.

Begin Search

Search NFA Manual

You can search the NFA Manual by section, Rule number and/or keywords.

Search OR View the entire Manual.
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy