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Home > FAQs > Compliance > Bylaw 1101-Doing Business WIth Non-Members > What are my responsibilities when...

What are my responsibilities when purchasing lead lists from outside entities?

Whether a lead provider is required to be registered as an IB depends on how it generates the leads. If the provider is not a registered IB and an NFA Member, the Member purchasing the lists must find out where they come from. For more information, see the Interpretive Notice 9039.

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