Home > FAQs > Compliance > Enhanced Supervisory Requirements > Do FDMs and independent IBs that qualify for the...

Do FDMs and independent IBs that qualify for the enhanced supervisory requirements have higher capital requirements?

Yes. See the Interpretive Notice 9021 for the specific capital requirements that apply. Affected Members can ask the Telemarketing Procedures Waiver Committee for a waiver from complying with the increased capital requirement.

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