Home > FAQs > Compliance > Enhanced Supervisory Requirements > Does a CPO or CTA that qualifies for the enhanced...

Does a CPO or CTA that qualifies for the enhanced supervisory requirements have to meet capital requirements?

Yes. CPOs and CTAs must meet the requirements imposed by the Interpretive Notice 9021 unless the CPO or CTA asks for, and receives, a waiver from complying with the enhanced capital requirement.   

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