Home > FAQs > Compliance > Enhanced Supervisory Requirements > Where can I find the Disciplined Firm List?

Where can I find the Disciplined Firm List?

Members can find the Disciplined Firm List through the Report Center on NFA's Online Registration System (ORS).  Most APs do not have access to ORS and will have to check a firm's disciplinary history on BASIC to see if it qualifies as a disciplined firm.

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