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How can I prepare for an NFA examination?

The best way to be prepared for an NFA examination is to have properly prepared and maintained books and records available for review at all times. NFA's Self-Examination Questionnaire, which Members must complete annually, is a valuable source of information concerning a Member's regulatory responsibilities and internal procedures. Reviewing the checklist should alert you to potential problem areas and procedures that need to be revised or strengthened.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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