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I am a registered investment advisor. Do I have to register as...
I am a registered investment advisor. Do I have to register as a CTA before trading security futures?
It depends. SEC-registered investment advisers do not have to register as CTAs unless they primarily act as CTAs or provide futures advice to funds whose primary activities are in exchange-traded futures.
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
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