NFA's Logo
Home > FAQs > Investor Information > Background Check > How can I verify that a firm is registered...

How can I verify that a firm is registered with the Commodity Futures Trading Commission (CFTC) and an NFA Member?

You can visit NFA's Background Affiliation Status Information Center (BASIC) to check if a firm or individual is registered with the CFTC and a Member of NFA. BASIC contains current and historical registration information concerning all current and former CFTC registrants, including name, business address and registration history in the futures industry. If a search results in no registration information, contact NFA's Information Center toll-free at (800) 621-3570.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy