FAQs
- Search FAQs
- Arbitration and Mediation
- Compliance
- Investor Information
- NFA Assessment Fees
- Registration
- Annual Filings
- Communications
- Disciplinary Information
- Filing Applications in ORS
- Filing Firm Withdrawal Requests and Notices of Individual Withdrawals in ORS
- Foreign Registrants and Applicants
- General Registration Questions
- Making Changes to Registration Information in ORS
- NFA Membership
- ORS System Requirements and Security Managers
- Proficiency Examinations
- Requirements for FCM/RFED and IB Applicants
- Temporary Licenses
- Regulation
Does an FCM pay an assessment fee on transactions which are merely bookkeeping entries, such as those made to correct errors or to transfer a position from the books of one FCM to the books of another?
No. The term "round-turn" excludes offsets which do not represent an actual transaction but which are merely bookkeeping entries such as those made to correct errors or to transfer a position from the books of one FCM to the books of another.
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy