NFA's Logo
Home > FAQs > NFA Assessment Fees > NFA Assessment Fees > Would an FCM carrying an omnibus account...

Would an FCM carrying an omnibus account ever be liable to NFA for the assessment fee on trades in the omnibus account?

Yes. If the originating broker is not an FCM Member, the carrying FCM pays the fee. This situation would arise where the originating broker is a foreign broker.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy