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Communications FAQs

  1. How do I find out the status of my application?

1. How do I find out the status of my application?

NFA uses Electronic Notices in ORS to communicate with the firm, Floor Broker (FB) or Floor Trader (FT) applicant or the firm who submitted the application on behalf of an individual applicant or principal. If you are an AP or principal applicant, however, you should ask your sponsor for the status.

The electronic notices are available to ORS users on the Notices page under the View Registration Information or Update/Withdraw Registration Information menus. ORS users can also access the Outstanding Requirements page that shows any additional filings they need to make for themselves or the firms' APs and principals and any matters that must be resolved in order for registration to be granted. 

In addition, NFA provides ORS Users with an option to receive automatic email notifications when registration related events occur in ORS.  Security Managers can designate recipients to receive email notifications and specify which types of notifications each should receive. The system does not limit the number of individuals designated as recipients of the email notifications.

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How do I find out the status of my application?
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