FAQs
- Search FAQs
- Arbitration and Mediation
- Compliance
- Investor Information
- NFA Assessment Fees
- Registration
- Annual Filings
- Communications
- Disciplinary Information
- Filing Applications in ORS
- Filing Firm Withdrawal Requests and Notices of Individual Withdrawals in ORS
- Foreign Registrants and Applicants
- General Registration Questions
- Making Changes to Registration Information in ORS
- NFA Membership
- ORS System Requirements and Security Managers
- Proficiency Examinations
- Requirements for FCM/RFED and IB Applicants
- Temporary Licenses
- Regulation
Home
>
FAQs
>
Registration
>
Disciplinary Information
>
Do pending misdemeanor charges have to be disclosed?
Do pending misdemeanor charges have to be disclosed?
If charges to any of the specified misdemeanors are pending against you, you must answer "yes" to Question C, Disciplinary Information-Criminal Disclosures.
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy