About NFA | Site Index | Contact NFA (Contáctenos)

FAQs

Search FAQs
Arbitration and Mediation
- Arbitration
- NFA Arbitrators
Compliance
Investor Information
NFA Assessment Fees
- NFA Assessment Fees
Registration
Regulation
- Regulation

Print Page

Home > FAQs > Registration > Disciplinary Information > Which misdemeanor offenses are required to be disclosed?

Which misdemeanor offenses are required to be disclosed?

Form 7-R and Form 8-R Disciplinary Information-Criminal Disclosures, Question B describe which misdemeanor plea or conviction requires disclosure. NFA's Registration Investigations staff is available at (312) 781-1410 or (800) 621-3570 if you've read the forms and are still not sure.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.