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How do I sign up to take the Series 3 or another futures proficiency examination?
To sign up for any of the futures industry exams, the applicant must submit a Form U10 and applicable fee to the Financial Industry Regulatory Authority (FINRA). The applicant must submit the application online and pay the exam fee by credit card or electronic (ACH) payment.
To access the online Form U10, visit FINRA's website.
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
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