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Home > FAQs > Registration > Proficiency Examinations > Will I have to take the Series 30 exam?

Will I have to take the Series 30 exam?

If you are (or will be) a branch manager, you must pass an appropriate examination. If you are sponsored by a firm that is dually registered as a broker-dealer, NFA will accept the Series 8, 9, 10 or 24. Otherwise, you must pass the Series 30 exam. Designated security futures principals for notice-registered broker-dealers must also pass the Series 30 exam. 

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