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Requirements for FCM/RFED and IB Applicants
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My firm is an IB applicant...
My firm is an IB applicant. Besides the information requested in the Online Registration System, are there any additional filing requirements I need to be aware of?
Yes. An independent IB must file financial information and copies of its policies and procedures. A guaranteed IB must file a guarantee agreement and copies of its policies and procedures. A complete list can be found here.
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