Excerpt:"As part of NFA's commitment to investor protection, it provides investors with tools to help them conduct due diligence before making financial decisions. This brochure gives a brief overview of one of NFA's most popular investor resources: the Background Affiliation Status Information Center (BASIC)." |
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You can check the registration status and disciplinary history of any futures firm or individual.
You can file a complaint online. Be sure to include as much information as you can.
Subscribe to receive NFA communications such as Notices to Members, press releases and Web updates via email.