About NFA | Site Index | Contact NFA (Contáctenos)

New Member Orientation

Print Page
Home > New Member Orientation > General Requirements

General Requirements

The CFTC and NFA require Member firms to be compliant with numerous procedures, regardless of registration category.

Self-Examination Questionnaire

Business Continuity and Disaster Recovery

Ethics Training

Privacy Policy

Promotional Material

Tip: When creating firm's procedures, have realistic expectations that your firm can follow.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy