New Member Orientation

Welcome to National Futures Association. We have developed this new Member orientation section of NFA's website to help you understand the regulatory environment in which you will be conducting your business. Included is the discussion of required procedures, links to NFA's brochures and regulatory guides as well as common questions posed by NFA Members. In addition to the materials you will find in this new Member orientation section, you will also need to obtain a copy of the Commodity Exchange Act as Amended and Regulations Thereunder. The entire contents of the Commodity Exchange Act are available through the CFTC's website at www.cftc.gov, or you may purchase a print version from CCH Incorporated by calling (800) 449-6435.

If you have any questions about how any of the requirements apply to your firm's operations, or if you are applying the requirements correctly, or about NFA in general, do not hesitate to contact NFA's Information Center at (312) 781-1410 or (800) 621-3570.

General Requirements | The Audit Process | Additional FCM, RFED and IB Requirements | Additional CPO and CTA Requirements