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Online Registration System User Guide

The Online Registration System (ORS) User Guide enables firms and other users to efficiently manage and monitor their registration process within ORS. This guide provides step by step instructions that will help users utilize the security manager functions, apply for registration and provides a checklist of things to do to prevent applications from being withdrawn.

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Online Registration System


Login to ORS

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Electronic Filings

NFA Members can file many of their required documents electronically.

Submit a Filing 

Check Broker / Firm Information (BASIC)

You can check the registration status and disciplinary history of any derivatives firm or individual.

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