The Online Registration System (ORS) User Guide enables firms and other users to efficiently manage and monitor their registration process within ORS. This guide provides step by step instructions that will help users utilize the security manager functions, apply for registration and provides a checklist of things to do to prevent applications from being withdrawn.
To view and print the guides you need Adobe Acrobat Reader. If you don't have Adobe Acrobat Reader, you can download it now.
NFA Members can file many of their required documents electronically.
You can check the registration status and disciplinary history of any derivatives firm or individual.