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Exempt Foreign Firm Notices
Exempt Foreign Firm Notices
January 30, 2004
Amendments to NFA Registration Rules regarding firms exempt or seeking exemption from registration pursuant to CFTC Regulations 30.5 and 30.10
July 30, 2003
New electronic filing procedures for firms seeking exemption from registration pursuant to CFTC Regulations 30.5 and 30.10
Online Registration System
Electronic Filings
NFA Members can file many of their required documents electronically.
Check Broker / Firm Information (BASIC)
You can check the registration status and disciplinary history of any futures firm or individual.
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
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