Home > Registration > Security Manager Duties (FB, FT)

Security Manager Duties (FB, FT)

To use ORS, FBs and individual FTs will need to establish a security account with NFA and designate themselves as the Security Manager. You will be able to establish and maintain security accounts for the security level of View. A user that has the security level of View may only look at information in ORS. To establish a user security account, you will enter the name and some identifying information about the user, e.g., social security number and date of birth, and assign the security level of View for the user.

ORS will assign a User Name and temporary password for each user you establish, and the first time the user logs in, ORS will prompt him/her to change their password. 

You will administer all of your own user security accounts. For example, if the user forgets his/her password, you can reset it or if a user leaves the firm, you must delete the user's account.

If you are locked out of ORS or have forgotten your password you may reset your own password online by clicking here to use the Security Manager Password Reset Process.   

Click here if you do not already have access to the Online  Registration System.

If you are a non-natural person Floor Trader view the security manager duties for Floor Trader Firms (FTFs).

Online Registration System

 

Login to ORS

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Electronic Filings

NFA Members can file many of their required documents electronically.

Submit a Filing 

Check Broker / Firm Information (BASIC)

You can check the registration status and disciplinary history of any futures firm or individual.

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