NFA's Financial Requirements require registered Futures Commission Merchants and Independent Introducing Brokers to electronically file all financial statements, except those that must be certified by a certified public accountant (See Notice to Members I-01-30). To file your un-audited financial statements electronically, you must download the WinJammerTM Online Filing System. WinJammerTM is a web application developed jointly by the CME Group Inc. and the National Futures Association. WinJammerTM is the futures industry standard for firms to enter and transmit FOCUS, 1-FR, and other financial statements. Visit the Electronic Filings Section of NFA's website to learn more about WinJammerTM or contact any member of the WinJammerTM support staff.
If you have questions, contact NFA's Information Center at (800) 621-3570 or (312) 781-1410 or email NFA.
NFA Members can file many of their required documents electronically.
You can check the registration status and disciplinary history of any derivatives firm or individual.