Notices to Members
FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
RIN 3038—AD36: Recordkeeping
NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.
Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.
You can search for NFA Enforcement & Registration Actions.
You can check the registration status and disciplinary history of any futures firm or individual.