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Regulation

What's New

5/23/2016
News Releases
NFA CEO Daniel Roth to retire; Board begins search for successor

5/4/2016
Notices to Members
Submission process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

4/18/2016
News Releases
National Futures Association and AARP co-sponsor "Avoiding Fraud is Your Best Money Strategy" during Money Smart Week

4/14/2016
Notices to Members
NFA approval process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.

 

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