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Regulation

What's New

12/1/2016
Notices to Members
Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

11/29/2016
Notices to Members
Request for Public Representative nominations for NFA's Board of Directors

11/28/2016
Notices to Members
Immediate attention required Financial Requirement Section 12 Changes in required minimum security deposits for forex transactions

11/25/2016
Rule Submission Letters
National Futures Association: Disclosure of Transaction Data to Forex Customers—NFA Compliance Rule 2-36: Requirements for Forex Transactions

11/18/2016
News Releases
Thomas Sexton to succeed Daniel Roth as NFA President and CEO on March 1, 2017

11/16/2016
Notices to Members
NFA announces nominations made by the 2016 Nominating Committee

11/4/2016
News Releases
NFA orders London, England, commodity pool operator and commodity trading advisor The Cambridge Strategy Asset Management Limited to pay $60,000 fine

11/4/2016
Notices to Members
Immediate attention required Financial Requirements Section 12 Increase in required minimum security deposit for forex transactions

10/31/2016
Notices to Members
FinCEN issues an Advisory and Frequently Asked Questions to financial institutions on cyber-events and cyber-enabled crime

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.

 

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