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What's New

Notices to Members
Minor change to the CPO Form PQR and an important compliance reminder to CPOs and CTAs about late fees for NFA Forms PQR and PR

Comment Letters
RIN 3038-AE47: Commodity Pool Operator Annual Report

Notices to Members
FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

Rule Submission Letters
National Futures Association: Collection of CPO/CTA Financial Information—NFA Compliance Rule 2-46 and NFA Interpretive Notice NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR

Rule Submission Letters
National Futures Association: Proposed Technical Amendments to NFA Requirements to Conform to Definitions in Section 1a of the Commodity Exchange Act (Effective September 19, 2016)

Notices to Members
Designation of an Executive Representative for electronic voting purposes

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.


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