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What's New

Notices to Members
Effective date of new Forex Dealer Member Requirements

Rule Submission Letters
National Futures Association: Information Systems Security Programs—Proposed Adoption of the Interpretive Notice to NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs

News Releases
NFA bars British Virgin Islands firms Primary Assets Management Corporation and Accredited Investment Management Corp. from membership

News Releases
NFA bars Southampton, N.Y. firm Grace Financial Group LLC and its principal Christopher T. Bondy from membership

Notices to Members
Use of technology to monitor FDM forex customer liability requirements--NFA Financial Requirements Section 14 - Implementation of Phase 2

Notices to Members
Relief from CTA-PR filing requirement for commodity trading advisors that DO NOT direct trading of commodity interest accounts

News Releases
NFA takes emergency enforcement action against commodity trading advisor Jonathan Parker

Notices to Members
FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.


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