Proposed Rule

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Proposed Adoption of Section 10 of NFA Financial Requirements
(to read as follows)

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FINANCIAL REQUIREMENTS

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SECTION 10. LATE FINANCIAL REPORTS

Each financial report required by Section 1, 5, or 6 that is filed after it is due shall be accompanied by a fee of $200 for each business day it is late. Payment and acceptance of the fee does not preclude NFA from filing a disciplinary action under the Compliance Rules for failure to comply with the deadlines imposed by NFA Financial Requirements or CFTC rules.

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