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Enforcement and Registration Actions

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64 Search results for YEAR=2009, 2008, RULE=C.R.2-2(a), C.R.2-29(a)(1), Hide MRAs

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DECISION IN DISCIPLINARY CASES

October 22, 2008
The Miller Group LLC and Francis P. Miller
NFA Case Number: 08BCC00020

September 16, 2008
Nextsource Trading Corporation, et al.
NFA Case Number: 08BCC00002

September 12, 2008
Longboat Global Funds Management LLC and Robert J. Beasley
NFA Case Number: 05BCC00014

September 8, 2008
Stephen J. Shore
NFA Case Number: 07BCC00049

August 18, 2008
Meridian Commodity Corporation (James R. Burbage)
NFA Case Number: 08BCC00009

July 23, 2008
American Atlantic Financial Corp. et al.
NFA Case Number: 07BCC00012

July 14, 2008
Majestic Commodity Corporation et al. (Christopher B. Spinnler)
NFA Case Number: 07BCC00044

July 9, 2008
Sterling International Commodities (Randall McCullough)
NFA Case Number: 07BCC00021

July 9, 2008
Sterling International Commodities (Todd Marshall)
NFA Case Number: 07BCC00021

July 9, 2008
Sterling International Commodities (Stephen Miles)
NFA Case Number: 07BCC00021

July 9, 2008
Sterling International Commodities (Joshua Scott)
NFA Case Number: 07BCC00021

May 27, 2008
Jaguar Trading and Jonathan J. Berman
NFA Case Number: 07BCC00050

May 16, 2008
American National Trading Corp. (Martin K. Snow)
NFA Case Number: 06BCC00034

May 16, 2008
American National Trading Corp. (Arman Agdaian)
NFA Case Number: 06BCC00034

May 16, 2008
American National Trading Corp. (Richard I. Mata)
NFA Case Number: 06BCC00034

May 7, 2008
Ryan S. Cubiotti
NFA Case Number: 07BCC00051

May 7, 2008
Stonebridge Financial Services LLC (Adam T. Bassage)
NFA Case Number: 07BCC00036

April 10, 2008
Universal Commodity Corp. (Albert Gonzalez)
NFA Case Number: 07BCC00047

March 26, 2008
Majestic Commodity Corporation, et al.
NFA Case Number: 07BCC00044

March 12, 2008
Commercial Hedge Services Inc. and Lawrence J. Volf
NFA Case Number: 04BCC00006

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NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.

ALL RULES
ARB10(g)
BLAW1101
BLAW1301(b)
BLAW1301(b)(i)
BLAW1302
BLAW1303
BLAW301(a)(ii)
BLAW301(b)
BLAW301(c)
BLAW301(e)
BLAW301(h)(ii)
BLAW301(i)
BLAW305 Sch A @I(a)
BLAW305 Sch A @I(b)
BLAW305 Sch A @I(c)
C.R.2-10
C.R.2-11
C.R.2-12
C.R.2-13
C.R.2-15
C.R.2-15(a)
C.R.2-15(b)
C.R.2-15(c)
C.R.2-16
C.R.2-17
C.R.2-18(a)
C.R.2-18(b)
C.R.2-18(c)
C.R.2-19(a)
C.R.2-19(b)
C.R.2-19(c)
C.R.2-2
C.R.2-2(a)
C.R.2-2(b)
C.R.2-2(c)
C.R.2-2(d)
C.R.2-2(e)
C.R.2-2(f)
C.R.2-2(g)
C.R.2-2(h)
C.R.2-20(a)
C.R.2-20(b)
C.R.2-20(c)
C.R.2-20(d)
C.R.2-21
C.R.2-21(a)
C.R.2-21(b)
C.R.2-21(c)
C.R.2-21(d)
C.R.2-22
C.R.2-23
C.R.2-24(a)
C.R.2-24(b)
C.R.2-25
C.R.2-26
C.R.2-27
C.R.2-28
C.R.2-29
C.R.2-29(a)(1)
C.R.2-29(a)(2)
C.R.2-29(a)(3)
C.R.2-29(b)(1)
C.R.2-29(b)(2)
C.R.2-29(b)(3)
C.R.2-29(b)(4)
C.R.2-29(b)(5)
C.R.2-29(b)(6)
C.R.2-29(c)
C.R.2-29(c)(1)
C.R.2-29(c)(3)
C.R.2-29(c)(5)
C.R.2-29(d)
C.R.2-29(e)
C.R.2-29(f)
C.R.2-29(g)
C.R.2-29(j)
C.R.2-3
C.R.2-30
C.R.2-30(a)
C.R.2-30(b)
C.R.2-30(c)
C.R.2-30(d)
C.R.2-30(e)
C.R.2-30(g)
C.R.2-30(h)
C.R.2-31
C.R.2-34(b)
C.R.2-36
C.R.2-36(a)
C.R.2-36(b)(1)
C.R.2-36(b)(4)
C.R.2-36(b)(5)
C.R.2-36(c)
C.R.2-36(d)
C.R.2-36(e)
C.R.2-36(i)
C.R.2-37(b)
C.R.2-38
C.R.2-39
C.R.2-4
C.R.2-40
C.R.2-41(b)
C.R.2-5
C.R.2-6
C.R.2-8
C.R.2-8(a)
C.R.2-8(b)
C.R.2-8(b)(2)
C.R.2-8(c)
C.R.2-8(d)
C.R.2-8(e)
C.R.2-9
C.R.2-9(a)
C.R.2-9(c)
CEA 8a(2)(A)
CEA 8a(2)(B)
CEA 8a(2)(C)
CEA 8a(2)(D)
CEA 8a(2)(D)(i)
CEA 8a(2)(D)(ii)
CEA 8a(2)(D)(iii)
CEA 8a(2)(D)(iv)
CEA 8a(2)(E)
CEA 8a(2)(F)
CEA 8a(2)(G)
CEA 8a(2)(H)
CEA 8a(3)
CEA 8a(3)(A)
CEA 8a(3)(B)
CEA 8a(3)(C)
CEA 8a(3)(D)
CEA 8a(3)(E)
CEA 8a(3)(E)(i)
CEA 8a(3)(E)(ii)
CEA 8a(3)(E)(iii)
CEA 8a(3)(E)(iv)
CEA 8a(3)(F)
CEA 8a(3)(G)
CEA 8a(3)(H)
CEA 8a(3)(J)
CEA 8a(3)(K)
CEA 8a(3)(L)
CEA 8a(3)(M)
CEA 8a(3)(N)
F.R.@ C1-(b)(vii)
F.R.SEC11(a)NEW
F.R.SEC11(b)NEW
F.R.SEC11(c)NEW
F.R.SEC11NEW
F.R.SEC12NEW
F.R.SEC13NEW
F.R.SEC1NEW
F.R.SEC2NEW
F.R.SEC3NEW
F.R.SEC4NEW
F.R.SEC5NEW
F.R.SEC6NEW
F.R.SEC7NEW
F.R.SEC8NEW
F.R.SEC9NEW
F.R.Section 1
F.R.Section 10
F.R.Section 11
F.R.Section 3(a)
F.R.Section 4
F.R.Section 5
F.R.Section 6
F.R.Section 8
F.R.Section 9
F.R.Section A8-a
F.R.Section B2-a
F.R.Section C2-g
F.R.Section D1
F.R.Section D1-a
F.R.Section D2
F.R.Section D2-a
F.R.Section D3-a
F.R.Section D3-b
F.R.Section D3-d
F.R.Section D4-a(v)
F.R.Section D4-b
R.R.204(a)(2)
R.R.205
R.R.206
R.R.208
R.R.210(a)
R.R.210(b)
R.R.210(c)
R.R.210(c)(1)
R.R.210(c)(2)
R.R.214