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December 08, 2004
Proposed Amendments to Rule 1.55 (RIN 3038-AC16)

November 17, 2004
Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions, 69 Fed. Reg. 205 (October 25, 2004)

September 30, 2004
SRO Governance

September 14, 2004
File No. S7-30-04; Registration Under the Advisers Act of Certain Hedge Fund Advisers

August 20, 2004
File No. SR-NASD-2004-108

June 16, 2004
Futures Market Self-Regulation, 69 Fed. Reg. 19166 (April 12, 2004)

June 04, 2004
File No. S7-18-04; Proposed Rule Changes of Self-Regulatory Organizations

June 02, 2004
Recommendations for CCPs

May 26, 2004
RIN 3038-AC06; Commission Rules 30.1, 30.4 and 30.10 - Registration and Exemption, 69 Fed. Reg. 17998 (April 6, 2004)

March 25, 2004
Alternative Forms of Privacy Notices

March 15, 2004
File No. S7-02-04; Amendments to the Penny Stock Rules

March 12, 2004
Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts; Direct Participation Programs, Including Commodity Pools; and Closed-End Funds

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