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Comment Letters

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November 20, 2007
TREAS-DO-2007-0018; Review by the Treasury Department of the Regulatory Structure Associated With Financial Institutions

July 20, 2007
Proposed Rule 2721; Member Private Offerings

May 29, 2007
Proposal Regarding the Registration of Intermediaries

May 02, 2007
RIN 3038-AC26; Exemption From Registration for Certain Foreign Persons

April 25, 2007
Regulatory Governance

April 23, 2007
File No. S7-06-07; Proposed Rule Changes of Self-Regulatory Organizations

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