News Releases

2014 |  2013 |  2012 |  2011 |  2010 |  2009 |  2008 |  2007 |  2006 |  2005 |  2004 |  2003 |  2002 |  2001 |  2000 |  1999

Subscribe to our feed Follow NFA_News on Twitter
Email This to a Friend
For Immediate Release
October 17, 2000

For more information contact:
Laura M. Oatney
(312) 781-1370 or
Jennifer Bucko
(312) 781-1373
http://www.nfa.futures.org

NFA orders Alabama CPO and its president to withdraw from NFA

October 17, Chicago - NFA accepted a settlement offer in which a Wetumpka, Alabama commodity pool operator and its president agreed to permanently withdraw from NFA. The Complaint alleged that SR Investments, Inc. and E.L. Perry converted pool participants' funds, lied to customers, failed to follow correct accounting procedures and distributed false and misleading disclosure documents. SRI and Perry neither admitted nor denied the allegations in the Complaint.

NFA is a congressionally authorized self-regulatory organization for the U.S. futures industry.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy