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December 18, 2009
NFA permanently bars Arizona firm Wholesale Asset Management LLC and its principal

November 25, 2009
NFA bars James C. Morton, former principal of GlobeFX Club Inc., from acting as principal for a period of five years

November 23, 2009
NFA accepts offer from Tennessee firm Blue Sky Capital Management Corp. and its principal to permanently withdraw from NFA membership

September 22, 2009
NFA permanently bars New York firm Changes Capital Management LLC and its principal

September 22, 2009
NFA permanently bars True Vector Trading Group LLC and its principal

September 21, 2009
NFA permanently bars Florida firm GlobeFX Club Inc.

September 18, 2009
NFA permanently bars Florida commodity trading advisor Capital Blu Management LLC

September 08, 2009
NFA permanently bars Florida futures firm, Global Trading Center LLC

August 28, 2009
NFA bars Boca Raton firm, Pioneer Commodities LLC for misrepresentations

July 30, 2009
NFA accepts offer from Tiger Financial Group, a futures firm located in Los Angeles, California, to permanently withdraw from NFA membership

July 30, 2009
NFA fines Utah forex dealer member, Interbank FX LLC and its principal $225,000

July 23, 2009
NFA revokes registration of Texas firm, SG Commodities LLC and its principal, James S. Gossett

July 23, 2009
NFA permanently bars California commodity pool operator and trading advisor, Foreign Trade Bank Securities, Inc.

July 23, 2009
NFA takes emergency enforcement action against Moroccan firm Raleigh Capital Management, Inc. and its principal

July 16, 2009
NFA bars Kaye Simone White-Webster, associated person of Florida firm Global Trading Center LLC

July 08, 2009
NFA permanently bars Florida introducing broker, Vanguard Trading Group

June 29, 2009
National Futures Association launches redesigned website

June 25, 2009
NFA takes emergency enforcement action against Texas firm, Strongbow Investments GP LLC

June 04, 2009
NFA takes emergency enforcement action against Texas commodity trading advisors and their presidents

June 03, 2009
NFA bars California futures firm Coastline Trading Group LLC and its principal, associated persons

May 19, 2009
NFA permanently expels Lake Shore Asset Management Ltd. from membership

April 28, 2009
NFA fines I Trade FX LLC $250,000 for failing to implement anti-money laundering program

April 13, 2009
National Futures Association and AARP co-sponsor financial education program during Money Smart Week

March 31, 2009
Futures firm Last Atlantis Capital Management LLC permanently withdraws from NFA membership

March 27, 2009
Florida futures firm JMJ Capital Group LLC withdraws from NFA membership

March 24, 2009
NFA takes an emergency enforcement action against GlobeFX Club, Inc.

March 18, 2009
West Palm Beach introducing broker Princeton Trading Advisors withdraws from NFA membership

February 23, 2009
National Futures Association announces Board of Directors election results

February 20, 2009
Florida futures broker permanently withdraws from NFA membership

February 18, 2009
National Futures Association publishes new Spanish-language guide to help individuals identify and avoid investment scams

February 13, 2009
Cayman Islands NFA commodity pool operator Member Magma Fund Advisors Ltd. withdraws permanently from NFA

February 12, 2009
NFA takes an emergency enforcement action against two Connecticut commodity pool operators

February 11, 2009
NFA bars Boca Raton introducing broker, Commodity Futures Consultants Corp. and its principal

February 09, 2009
NFA takes emergency enforcement action against New York commodity pool operator

February 09, 2009
NFA bars New Jersey commodity pool operator

January 05, 2009
NFA permanently bars Illinois forex firm, One World Capital Group LLC and its principal

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