Notices to Members

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

Subscribe to our feed Follow NFA_News on Twitter
Email This to a Friend
Notice I-13-29

October 01, 2013

U.S. Government Shutdown - CFTC DSIO Contacts

Due to the U.S. government shutdown, the CFTC has asked NFA to send this information to our Members from Gary Barnett - CFTC Director, Division of Swap Dealer and Intermediary Oversight:

As you know, the U.S. government has shut down due to a lack of Congressional appropriations. The CFTC, as well as a number of other agencies, have accordingly been shut down.

Under authority provided in the law, there are a limited number of personnel that have been "excepted" and, as such, are permitted to work to help protect life and public property. These personnel are available to respond to emergency situations, and should be contacted if the need arises. Please note that they are not authorized to respond to normal operating activities.

In the event your firm has any circumstances arise where you need to contact the CFTC for reasons other than normal operating activities, for the Division of Swap Dealer and Intermediary Oversight, please contact the individuals listed below.

Name

Title

Work

Cell

Email

Gary Barnett

Director

202-418-5977

202-413-6181

gbarnett@cftc.gov

Kevin Piccoli

Deputy Director, Examinations

646-746-9834

201-888-4936

kpiccoli@cftc.gov

Erik Remmler

Deputy Director, Registration and Compliance

202-418-7630

202-725-3381

eremmler@cftc.gov

Tom Smith

Deputy Director, Capital and Margin

202-418-5495

tsmith@cftc.gov

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy