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Notices to Members

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July 07, 2014
I-14-18: NFA assessment fee reduction will become effective on October 1, 2014

July 01, 2014
I-14-17: Chief Compliance Officer Departure: Obligations of Swap Dealers and Major Swap Participants

June 25, 2014
I-14-16: Diminutive notional value contracts

June 23, 2014
I-14-15: Important Notice to CPOs and CTAs summarizing the changes to the CPO Form PQR and CTA Form PR that will become effective for the period ending June 30, 2014

June 05, 2014
I-14-14: Proposed Amendments to NFA's Articles of Incorporation to Increase CPO/CTA Representation on NFA's Board of Directors

June 05, 2014
I-14-13: Important Notice to CPOs and CTAs regarding changes to the CPO Form PQR and CTA Form PR that will become effective for the period ending June 30, 2014.

May 28, 2014
I-14-12: NFA Board of Directors approves reduction in assessment fees

May 19, 2014
I-14-11: Late Disclosure Filing Fee

April 11, 2014
I-14-10: Information Regarding the "Heartbleed" Security Issue

April 02, 2014
I-14-09: FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies

February 27, 2014
I-14-08: Proposed Amendments to NFA's Articles of Incorporation for Changes to the Structure of NFA's Board of Directors and Executive Committee

February 12, 2014
I-14-07: Additional Reporting Requirements for Forex Dealer Members

February 12, 2014
I-14-06: Member Obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with Respect to CPOs/CTAs Exempt from Registration

January 30, 2014
I-14-05: Responses to Request for Comments on CPO/CTA Capital Requirement and Customer Protection Measures not Limited to CPO/CTA Members

January 27, 2014
I-14-04: CFTC Requests NFA Members to Provide NFA with Certain Information on Suspicious Activity Report Filings Upon NFA's Request

January 23, 2014
I-14-03: Request for Comments - CPO/CTA Capital Requirement and Customer Protection Measures-Comments Due by April 15, 2014

January 14, 2014
I-14-02: Notice of Annual Meeting

January 06, 2014
I-14-01: Additional Reporting Requirements for FCMs for which NFA is DSRO

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