Notices to Members
May 20, 2013
I-13-13: Reporting Requirements for Memorial Day
April 24, 2013
I-13-12: Effective Date of Amendments to NFA Compliance Rule 2-46: CPO and CTA Quarterly Reporting Requirements
April 23, 2013
I-13-11: Business Conduct Standards and Documentation Requirements for Swap Dealers and Major Swap Participants
April 10, 2013
I-13-10: Effective Date of Amendments to NFA Financial Requirements Section 1(a) - Adjusted Net Capital Requirement for FCMs Acting as a Counterparty to Forex Transactions with Eligible Contract Participants (ECPs)
March 28, 2013
I-13-09: Reporting Requirements for Good Friday
March 26, 2013
I-13-08: FCM responsibilities for the review and approval of their Guaranteed Introducing Brokers' communications with the public
March 08, 2013
I-13-07: Chief Compliance Officer Requirements Become Effective for All FCMs on March 29, 2013
March 06, 2013
I-13-06: Information Regarding Governance, Dues and Assessments for Swap Dealers (SDs) and Major Swap Participants (MSPs)
January 30, 2013
I-13-05: Effective Date of Amendments to NFA Financial Requirements Section 4 Regarding Use of Technology to Monitor FCM Segregation Requirements
January 28, 2013
I-13-04: Request for Information: MANDATORY RESPONSE FROM CPOs OPERATING A POOL THAT IS A REGISTERED INVESTMENT COMPANY
January 23, 2013
I-13-03: Notice of Newly Elected Members to NFA's Board of Directors and 2013 Nominating Committee
January 22, 2013
I-13-02: Reminder: CFTC Regulation 4.27: CTA Reporting Requirements
January 15, 2013
I-13-01: Notice of Annual Meeting
|
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
