|2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996||
E-Mail This to a Friend
December 05, 2007
Via Federal Express
Mr. David Stawick
Re: National Futures Association: Proposed Amendments to the Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program*
Dear Mr. Stawick:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to the Interpretive Notice to NFA Compliance Rule 2-9. This proposal was approved by NFA's Board of Directors ("Board") on November 15, 2007. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed amendments to the Interpretive Notice to NFA Compliance Rule 2-9. NFA intends to make the provisions relating to correspondent accounts effective at the same time of the FinCEN final rule and to make all other provisions effective upon approval.
Thomas W. Sexton
* The proposed amendments to the Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program became effective January 15, 2008.