CFTC Rule Submissions

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August 20, 2001

FORM 19b-7

File No. SR-NFA-2001-01

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 19b-7

Proposed Rule Change by

NATIONAL FUTURES ASSOCIATION

Pursuant to Rule 19b-7 under the Securities Exchange Act of 1934

Pursuant to the requirements of the Securities Exchange Act of 1934, National Futures Association has duly caused this filing to be signed on its behalf by the undersigned thereunto duly authorized.

NATIONAL FUTURES ASSOCIATION

By: Daniel J. Roth
Senior Executive Vice President and Chief Operating Officer

Form 19b-7 Notice 1

Exhibit 1: Letter from the National Introducing Brokers Association to National Futures Association re: Comments on Bylaw Changes
(2 pages in PDF format)

Exhibit 2: Not applicable

Exhibit 3: Procedures of the Self-Regulatory Organization

Exhibit 4: Text of Proposed Rule Changes

Exhibit 5a: Letter dated August 20, 2001 to NFA from the Commodity Futures Trading Commission approving NFA's proposed rule change.
(1 page in PDF format)

Exhibit 5b: Letter dated July 20, 2001 to the Commodity Futures Trading Commission from NFA submitting NFA's proposed rule change.

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