CFTC Rule Submissions

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February 26, 2001

Ms. Jean A. Webb
Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, D.C. 20581

Re: National Futures Association: Proposed Amendments to NFA Compliance Rule 3-17 and NFA Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity*

Dear Ms. Webb:

Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to NFA Compliance Rule 3-17 and NFA Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity. The proposed amendments were approved by NFA's Board of Directors ("Board") on February 15, 2001.

Proposed Amendments to NFA Compliance Rule 3-17

Proposed Amendments to NFA Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity

Explanation of Proposed Amendments

NFA intends to make the proposed amendments to NFA Compliance Rule 3-17 and the Interpretive Notice to Compliance Rule 2-9 effective 10 days after receipt of this submission by the Commission unless the Commission notifies NFA within the 10-day period that the Commission has determined to review the amendments for approval.

Respectfully submitted,

Daniel J. Roth
Executive Vice President and General Counsel

cc: Acting Chairman James E. Newsome
Commissioner Barbara Pedersen Holum
Commissioner David D. Spears
Commissioner Thomas J. Erickson
Phyllis J. Cela, Esq.
John C. Lawton, Esq.
Alan L. Seifert, Esq.
David Van Wagner, Esq.
Riva Spear Adriance, Esq.


* The proposed amendments to NFA Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity will become effective on June 1, 2001.

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