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May 31, 2002
Ms. Jean A. Webb
Re: National Futures Association: Resubmission of Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-9 Regarding Supervision of the Use of Automated Order-Routing Systems
Dear Ms. Webb:
By letter dated March 1, 2002, National Futures Association ("NFA") submitted to the Commodity Futures Trading Commission ("Commission" or "CFTC") for its review and approval the proposed adoption of an Interpretive Notice to NFA Compliance Rule 2-9 regarding Supervision of the Use of Automated Order-Routing Systems. NFA hereby substitutes the previously submitted text of the proposed interpretive notice with the text set forth herein. The proposals contained herein were approved by NFA's Board of Directors ("Board") on May 16, 2002. NFA respectfully requests Commission review and approval of these proposals.
NFA respectfully requests that the Commission review and approve the proposal contained herein and also requests that the proposed interpretive notice be declared effective upon Commission approval.
Thomas W. Sexton
cc: Chairman James E. Newsome