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CFTC Rule Submissions

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May 22, 2013
National Futures Association: Proposed Technical Amendment to NFA Registration Rule 101

May 22, 2013
National Futures Association: FCM Internal Control Systems - Proposed Adoption of the Interpretive Notice to NFA Compliance Rule 2-9

March 04, 2013
National Futures Association: Prohibition of Loans by Commodity Pools to CPOs and Affiliated Entities – Proposed Amendments to NFA Compliance Rule 2-45 and its Related Interpretive Notice

March 01, 2013
National Futures Association: Proposed Technical Amendments to NFA Compliance Rule 2-7, Registration Rules 201, 203 and 501 and the Interpretive Notice to Registration Rule 402 Regarding CTAs Trading Primarily in Securities

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