CFTC Rule Submissions
December 22, 1998
National Futures Association: Proposed Amendments to NFA Compliance Rules 3-5, 3-6, 3-7, 3-8, and 3-11 and Proposed Adoption of NFA Compliance Rule 3-18
September 10, 1998
National Futures Association: Resubmission of Probosed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents
August 27, 1998
National Futures Association: Proposed Amendments to Registration Rules 201 and 501(a)
June 09, 1998
National Futures Association: Proposed Amendments to Registration Rules 201 and 203(a)
June 09, 1998
National Futures Association: Proposed Amendments to NFA Code of Arbitration Sections 6, 8, 10 and 19 and NFA Member Arbitration Rules Sections 2, 3, 5, 7, 10 and 17
April 20, 1998
National Futures Association: Proposed Amendments to Articles V, VII, VIII and XVIII of NFA's Articles of Incorporation
February 26, 1998
National Futures Association: Proposed Amendments to NFA Bylaw 301(h) and the Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity
February 26, 1998
National Futures Association: Proposed Deletion of NFA Compliance Rule 2-8(e)(2) and Proposed Amendments to NFA Compliance Rule 2-29(b)(5)
January 20, 1998
National Futures Association: Proposed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents
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