Home > Regulation > CFTC Rule Submissions

CFTC Rule Submissions

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

Subscribe to our feed Follow NFA_News on Twitter
December 22, 1998
National Futures Association: Proposed Amendments to NFA Compliance Rules 3-5, 3-6, 3-7, 3-8, and 3-11 and Proposed Adoption of NFA Compliance Rule 3-18

September 10, 1998
National Futures Association: Resubmission of Probosed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents

August 27, 1998
National Futures Association: Proposed Amendments to Registration Rules 201 and 501(a)

June 09, 1998
National Futures Association: Proposed Amendments to Registration Rules 201 and 203(a)

June 09, 1998
National Futures Association: Proposed Amendments to NFA Code of Arbitration Sections 6, 8, 10 and 19 and NFA Member Arbitration Rules Sections 2, 3, 5, 7, 10 and 17

April 20, 1998
National Futures Association: Proposed Amendments to Articles V, VII, VIII and XVIII of NFA's Articles of Incorporation

February 26, 1998
National Futures Association: Proposed Amendments to NFA Bylaw 301(h) and the Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity

February 26, 1998
National Futures Association: Proposed Deletion of NFA Compliance Rule 2-8(e)(2) and Proposed Amendments to NFA Compliance Rule 2-29(b)(5)

January 20, 1998
National Futures Association: Proposed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy